About Us

Playbook Solutions are a consultancy and software company advising clients on all aspects of IT Regulatory and Audit change.

We assist clients to meet their audit, control, regulatory and legislative objectives by providing a one stop source of information, covering: methodologies, standards and regulatory requirements for all aspects of technology.

We work with our clients to construct control objectives, controls, test plans applicable remediations and compliance mapping matched to their requirements and the latest regulation.

Often the interpretation of regulatory and audit objects is not clear, leading to inconsistent, over-engineered, resource intensive and costly solutions.

Playbook Solutions provide the knowledge that enables firms to manage local and global IT regulatory and audit requirements in a more efficient and effective way.

Over the last ten years the regulatory climate has changed out of all recognition. The next ten years are likely to be the same. Prompted by high profile financial disasters, the need to put in place controls has never been greater. The protection of client data, the assurance of financial reporting and the protection of financial institutions has never received such focus.

Technology controls that are used to demonstrate compliance to acts such as Sarbanes-Oxley should not be restricted to merely financial reporting. Controls should be embedded throughout a firm regardless of size and location. In today’s climate, it is not acceptable for firms just to acknowledge controls; there should be evidence to support the effectiveness of controls operating within a firm.

When dealing with senior management, a set of questions always come up:

• What controls do I have in place?
• How do I remediate?
• Am I compliant?

We offer the means to answer these questions. Regardless of the size and locations of a firm, we offer a consistent approach to the mine field of regulatory compliance at a time when financial institutions have never been under greater scrutiny.